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SCOTUS Rules Dodd-Frank Does Not Protect Internal Whistleblowing

By Jack Gearan, Todd Wozniak & Terry McCourt on March 1, 2018
Posted in Dodd-Frank Act, Sarbanes-Oxley, SEC

On Feb. 21, 2018, the U.S. Supreme Court held that the anti-retaliation provision of the Dodd-Frank Act (DFA) protects only employees who complain to the Securities and Exchange Commission (SEC)…
Continue Reading SCOTUS Rules Dodd-Frank Does Not Protect Internal Whistleblowing

SCOTUS to Resolve Circuit Split Over Dodd-Frank Whistleblowers

By Jack Gearan & Todd Wozniak on June 30, 2017
Posted in Dodd-Frank Act, Retaliation, Whistleblower

On Monday, June 26, 2017, the U.S. Supreme Court agreed to review whether the Dodd-Frank Act (DFA) prohibits retaliation against internal whistleblowers or only covers individuals who report to the…
Continue Reading SCOTUS to Resolve Circuit Split Over Dodd-Frank Whistleblowers

Ninth Circuit Widens Circuit Split on Whether Dodd-Frank Protects Internal Whistleblowing

By Jack Gearan & Todd Wozniak on March 29, 2017
Posted in Sarbanes-Oxley, SEC, Whistleblower

Introduction

On March 8, 2017, in Somers v. Digital Realty Trust Inc., No.15-cv-17352 (9th Cir., March 8, 2017), the Ninth Circuit Court of Appeals affirmed the district court’s denial…
Continue Reading Ninth Circuit Widens Circuit Split on Whether Dodd-Frank Protects Internal Whistleblowing

The ARB Potentially Broadens Protected Activity Under Sarbanes-Oxley

By Adam Roseman on May 24, 2016
Posted in Litigation, Retaliation, Sarbanes-Oxley

Just when employers thought that the anti-retaliation provision of the Sarbanes-Oxley Act of 2002 (SOX), 15 U.S.C. § 1514A, already covered a broad range of protected conduct, the Department of…
Continue Reading The ARB Potentially Broadens Protected Activity Under Sarbanes-Oxley

OSHA Seeking Comment on SOX Whistleblower Complaint Rules

By GT Labor & Employment Team on November 7, 2011
Posted in OSHA, Whistleblower

The U.S. Department of Labor’s Occupational Safety and Health Administration (OSHA) is seeking public comment on interim final rules that revise its regulations on the filing and handling of Sarbanes-Oxley Act (SOX) whistleblower complaints.…

Continue Reading OSHA Seeking Comment on SOX Whistleblower Complaint Rules

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