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Sarbanes-Oxley

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SCOTUS Rules Dodd-Frank Does Not Protect Internal Whistleblowing

By Jack Gearan, Todd Wozniak & Terry McCourt on March 1, 2018
Posted in Dodd-Frank Act, Sarbanes-Oxley, SEC

On Feb. 21, 2018, the U.S. Supreme Court held that the anti-retaliation provision of the Dodd-Frank Act (DFA) protects only employees who complain to the Securities and Exchange Commission (SEC)…
Continue Reading SCOTUS Rules Dodd-Frank Does Not Protect Internal Whistleblowing

Ninth Circuit Widens Circuit Split on Whether Dodd-Frank Protects Internal Whistleblowing

By Jack Gearan & Todd Wozniak on March 29, 2017
Posted in Sarbanes-Oxley, SEC, Whistleblower

Introduction

On March 8, 2017, in Somers v. Digital Realty Trust Inc., No.15-cv-17352 (9th Cir., March 8, 2017), the Ninth Circuit Court of Appeals affirmed the district court’s denial…
Continue Reading Ninth Circuit Widens Circuit Split on Whether Dodd-Frank Protects Internal Whistleblowing

The ARB Potentially Broadens Protected Activity Under Sarbanes-Oxley

By Adam Roseman on May 24, 2016
Posted in Litigation, Retaliation, Sarbanes-Oxley

Just when employers thought that the anti-retaliation provision of the Sarbanes-Oxley Act of 2002 (SOX), 15 U.S.C. § 1514A, already covered a broad range of protected conduct, the Department of…
Continue Reading The ARB Potentially Broadens Protected Activity Under Sarbanes-Oxley

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